Disclosure Statement

Gary A. Dossick & Associates, Inc. is a Registered Investment Advisor with the State of California Department of Corporations.   A copy of the regulatory disclosure statement (Form ADV-Part II) for Gary A. Dossick & Associates, Inc. is available to all clients and prospective clients upon request.

This website does not constitute a complete description of our investment, tax, insurance, or general financial planning services and is for informational purposes only.   This site is not intended to provide specific advice or recommendations for any individual and shall not constitute a recommendation or solicitation or offer to sell securities or investment advisory services. Please contact us directly if you would like to learn more about our investment advisory andfinancial planning services.

Advice can only be rendered after the following conditions are met:

  1. Gary A. Dossick & Associates, Inc. must be registered in the client's state of residency or Gary A. Dossick & Associates, Inc. must be excluded from registration or an exemption from such registration must exist.
  2. Delivery of a disclosure statement (Form ADV-Part II) from Gary A. Dossick & Associates, Inc.
  3. Execution of an Investment Advisory and/or Financial Planning agreement between Gary A. Dossick & Associates, Inc. and the client.
  4. Initial payment of the investment advisory fee or financial planning fee by the client to Gary A. Dossick & Associates, Inc.

The information contained in this website is gathered from sources which we believe to be reliable, but we cannot guarantee its accuracy or completeness.  Nothing on this website should imply that past results are an indication of future performance.

When accessing certain links on the Gary A. Dossick & Associates, Inc. website you may leave the site.  Gary A. Dossick & Associates, Inc. does not endorse the content, products, services or other items offered through such websites.  Any links to other sites are not intended as endorsements or referrals, but are provided for convenience and informational purposes.